Nicholas Ciampanelli is a registered investment advisor, based in New Haven, CT, with 3 years of industry experience.
Location
470 James Street, New Haven, CT, 06513
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas sells fixed insurance products for various companies since July 2022, dedicating about 10-20% of his time, including during trading hours. He also serves as treasurer for Foundation 4 Orphans, dedicating minimal time to this role.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
State Registrations8 states
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