LL
LL

Luke a Luciano

2 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
257 advisors
Number of Clients
25,166 clients
Average Client Portfolio
$285K average
Assets Under Management
$7.2B

Fee Structure

Minimum Investment:$5K
AUM-Based Fees (Flat)
Assets Under ManagementAnnual Fee
$0+2.00%

A $150 annual minimum management fee will be assessed on all accounts. For account values of less than $7,500, this may equate to be more than the maximum 2% as stated in this Form ADV and the Agreement.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$150
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Location

13925 Ballantyne Corporate Place, Charlotte, NC, 28277

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Luke is an insurance agent selling fixed annuities and life insurance, dedicating about half his time to this activity. He is also an investment adviser representative and refers clients for business according to a solicitor's agreement, spending a few hours per week on this.

Employment History
Current Registrations
Foundations Investment Advisors LLC
August 2024 - Present · 1 yr 6 mos
Alloy Investment Management
August 2024 - Present · 1 yr 6 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2022 - May 2024 · 1 yr 7 mos
State Registrations2 states
NCSC
Advisor
Exams
No exam information available for this advisor.