AC
AC

Ambia Cummings

2 Years of Experience
Austin, TX
Broker

Ambia Cummings is a registered investment advisor at Cetera Investment Advisers LLC, based in Austin, TX, with 2 years of industry experience. Ambia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

7200 N Mopac Expy Suite 170, Austin, TX, 78731

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Ambia works as a Client Services Manager for Himelick Financial Group, providing financial services. This role takes up Ambia's full-time hours, including during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2024 - Present · 2 yrs 2 mos
Cetera Wealth Services, LLCBroker
February 2024 - Present · 2 yrs 7 mos
Previous Registrations
Charles Schwab & CO., INC.Broker
February 2023 - December 2023 · 10 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.