Thomas Holloway
Thomas Holloway is a CFA-designated registered investment advisor at Pacifica Partners Capital Management INC., based in Calgary, with 3 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Cross-Border Planning, Financial Planning & Coaching, High Net Worth, Investment Management. Their firm serves 260 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Pacifica Partners charges a percentage of your assets under management. The fee is calculated monthly and billed quarterly. The annual fee schedule for US residents with US assets is:
- First $1,000,000 — 1.25%
- Next $1,000,000 — 1.00%
- Next $3,000,000 — 0.85%
- Over $5,000,000 — 0.60%
The annual fee schedule for US residents with Canadian assets is:
- First $1,000,000 CAD — 1.25%
- Next $1,000,000 CAD — 1.00%
- Next $3,000,000 CAD — 0.85%
- Over $5,000,000 CAD — 0.60%
The annual fee schedule for Canadian residents with Canadian assets is:
- First $500,000 CAD — 1.50%
- Next $500,000 CAD — 1.25%
- Next $1,000,000 CAD — 1.00%
- Next $3,000,000 CAD — 0.85%
- Over $5,000,000 CAD — 0.60%
Fees may depend on the investment strategy, competitive business inducements, and unique client circumstances. Fees are negotiable.
Location
2500 University Drive, NW, Calgary, T2N 1N4
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is a tenured associate professor at the University of Calgary, dedicating nearly full-time hours to teaching finance and investment classes, supporting extracurriculars, and conducting research and textbook writing. He also serves as a board director for Swim Alberta Association and Pembina Institute, and as an investment committee member for Alberta Ecotrust, dedicating minimal time to each.
Employment History
Current Registrations
Pacifica Partners Capital Management INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.