Carlo Gagliardi is a registered investment advisor at Raymond James (USA) LTD, based in Montreal, with 2 years of industry experience. Carlo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 4,864 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.25% |
| $500K - $1.0M | 1.75% |
| $1.0M - $3.0M | 1.50% |
| $3.0M - $5.0M | 1.25% |
| $5M+ | 1.00% |
Fees are negotiable with the financial advisor.
Fee Estimator
Location
1000 de la Gauchetiere West, Suite 2600, Montreal, H3B 4W5
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carlo is an Associate Investment Advisor at Raymond James Ltd, dedicating full-time hours to sales. He is also licensed with Raymond James Financial Planning Ltd and spends minimal time on life insurance sales.
Employment History
Current Registrations
Raymond James (USA) LTD
State Registrations1 state
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