WE
CFP
WE
CFP

William Eichinger

52 Years of Experience
Clinton, NY
6 DisclosuresBroker

William Eichinger is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Clinton, NY, with 52 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

178 Woods Park Dr, Clinton, NY, 13323

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2010
Denied
Customer Dispute
December 2008
Settled
Customer Dispute
September 2006
Denied
Customer Dispute
October 1996
Settled
Customer Dispute
August 1996
Pending
Employment Separation After Allegations
August 1996
Employment History
Current Registrations
Wells Fargo Advisors
May 2002 - Present · 24 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
August 2000 - Present · 26 yrs 2 mos
Previous Registrations
First Albany CorporationBroker
December 1996 - August 2000 · 3 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1989 - September 1996 · 6 yrs 9 mos
Nathan & Lewis Securities, INC.Broker
June 1989 - January 1990 · 7 mos
First Albany CorporationBroker
June 1985 - June 1989 · 4 yrs
Ids Financial Services INC.Broker
April 1974 - July 1985 · 11 yrs 3 mos
Ids Life Insurance CompanyBroker
April 1974 - July 1985 · 11 yrs 3 mos
Ids Marketing CorporationBroker
April 1974 - July 1985 · 11 yrs 3 mos
State Registrations14 states
CAFLIAILMAMDMINCNJNYPATXVTWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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