RA
RA

Riddhi Agarwal

2 Years of Experience
Greensboro, NC
Broker

Riddhi Agarwal is a registered investment advisor, based in Greensboro, NC, with 2 years of industry experience.

Location

1030 West Market St, Greensboro, NC, 27401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Riddhi works as a Financial Advisory Services Specialist at State Employees' Credit Union, providing financial services. Riddhi also owns Rolls LLC, a non-investment business selling frozen Indian snacks, dedicating about 10-20% of her time to this endeavor.

Employment History
Current Registrations
Secu Brokerage ServicesBroker
April 2024 - Present · 2 yrs 1 mo
Credit Union Investment Services
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2022 - June 2023 · 6 mos
State Registrations1 state
NC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Riddhi Agarwal - Financial Advisor | TrueAdvisor