NH
NH

Nicholas Hennessy

3 Years of Experience
Leawood, KS
Broker

Nicholas Hennessy is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Leawood, KS, with 3 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

13451 Briar Dr, Leawood, KS, 66209

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicholas is an employee of Country Club Bank. He spends the majority of his non-securities hours on this investment-related activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2026 - Present · 3 mos
Raymond James Financial Services, INC.Broker
February 2026 - Present · 3 mos
Previous Registrations
Money Concepts Advisory Service
October 2023 - February 2026 · 2 yrs 4 mos
Money Concepts Capital CORPBroker
January 2023 - February 2026 · 3 yrs 1 mo
State Registrations4 states
FLINKSMO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.