Samuel Pegg is a registered investment advisor, based in Spokane, WA, with 3 years of industry experience.
Location
2202 E. 29th Avenue, Spokane, WA, 99203
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Samuel is a 50% owner of Rental 1424 LLC, a rental property. He also provides pruning services through Rimrock Yard Care LLC, dedicating minimal time to this activity.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
November 2024 - Present · 1 yr 6 mos
Cetera Investment Advisers LLC
November 2024 - Present · 1 yr 6 mos
Previous Registrations
U.S. Bancorp Investments, INC.
October 2023 - November 2024 · 1 yr 1 mo
U.S. Bancorp Investments, INC.Broker
November 2022 - November 2024 · 2 yrs
State Registrations3 states
IDNMWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.