Amanda Charles
Amanda Charles is a registered investment advisor at Cetera Investment Advisers LLC, based in Minneapolis, MN, with 3 years of industry experience. Amanda operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2701 University Avenue Se, Minneapolis, MN, 55414
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Amanda operates under the DBA Moxie Wealth Management, but this is only a name change with no operational impact, dedicating minimal time. Amanda also volunteers as the Chair for the Diaper Bank of Minnesota, spending a few hours per week working with the executive director and identifying volunteer opportunities.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations20 states
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