Tam Nguyen-Le is a registered investment advisor, based in Los Angeles, CA, with 3 years of industry experience.
Location
1999 Avenue of the Stars, Suite 3200, Los Angeles, CA, 90067
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Hightower Advisors, LLC
February 2025 - Present · 1 yr 3 mos
Hightower Securities, LLCBroker
February 2025 - Present · 1 yr 3 mos
Previous Registrations
J.P. Morgan Securities LLC
January 2024 - February 2025 · 1 yr 1 mo
J.P. Morgan Securities LLCBroker
September 2023 - February 2025 · 1 yr 5 mos
J.P. Morgan Private Wealth Advisors LLC
January 2023 - March 2025 · 2 yrs 2 mos
First Republic Securities Company, LLCBroker
December 2022 - September 2023 · 9 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.