MM
CFP
MM
CFP

Margaret Moore

3 Years of Experience
Newington, CT
BrokerSells Insurance

Margaret Moore is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Newington, CT, with 3 years of industry experience. Margaret is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Newington, CT

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Margaret is involved in outside insurance sales, offering life, disability, long-term care, and fixed annuities. She is also a financial planner and advisor, dedicating minimal time to these activities.

Employment History
Current Registrations
MML Investors Services, LLC
May 2024 - Present · 2 yrs 5 mos
MML Investors Services, LLC
April 2023 - Present · 3 yrs 6 mos
MML Investors Services, LLCBroker
April 2023 - Present · 3 yrs 6 mos
State Registrations24 states
CACTDCFLGAHIILLAMAMDMEMIMTNCNHNJNVNYOHPARISCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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