Nathan Smith is a registered investment advisor, based in El Segundo, CA, with 2 years of industry experience.
Location
2301 Rosecrans Ave #5100, El Segundo, CA, 90245
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nathan works part-time as a barista at Starbucks Corporation since 2022. This requires about 10-20% of his time and is not investment-related.
Employment History
Current Registrations
Cetera Wealth Services, LLC
December 2025 - Present · 9 mos
Avantax Planning Partners, INC.
December 2025 - Present · 9 mos
Cetera Wealth Services, LLCBroker
December 2025 - Present · 9 mos
Previous Registrations
Charles Schwab & CO., INC.
July 2024 - November 2025 · 1 yr 4 mos
Charles Schwab & CO., INC.Broker
May 2023 - November 2025 · 2 yrs 6 mos
State Registrations1 state
IA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.