DY
DY

Diana Yang

2 Years of Experience
Irvine, CA
Broker

Diana Yang is a registered investment advisor at Kairos, based in Irvine, CA, with 2 years of industry experience. Diana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Real Estate Investing. Their firm serves 18 clients with $990M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
IM Fee
Planning only
Assets Under Management
$992.3M

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

18101 Von Karman Avenue, Suite 1100, Irvine, CA, 92612

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Diana is a Managing Director at Kairos Investment Management Company, LLC, focusing on investor relations and business development since October 2024, dedicating full-time hours. She is also a Registered Representative of Foreside Fund Services, LLC.

Employment History
Current Registrations
Kairos
January 2025 - Present · 1 yr 3 mos
Foreside Fund Services, LLCBroker
December 2024 - Present · 1 yr 4 mos
Previous Registrations
Blackrock Investment Management, LLC
August 2023 - November 2024 · 1 yr 3 mos
Blackrock Investments, LLCBroker
March 2023 - November 2024 · 1 yr 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.