CF
CF

Carter Matthew Faltys

2 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
18 advisors
Number of Clients
4,118 clients
Average Client Portfolio
$177K average
Assets Under Management
$730.2M

Fee Structure

Minimum Investment:None
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $50K1.75%
$50K - $200K1.50%
$200K - $500K1.25%
$500K - $1000K1.00%
$1.0M - $2.0M0.90%
$2.0M - $3.0M0.80%
$3.0M - $4.0M0.70%
$4.0M - $5.0M0.60%
$5M+0.50%

This schedule may be modified and fees may be negotiated with each client.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

125 South 4th Street, Norfolk, NE, 68701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Carter works as a staff accountant at McMill CPA PC, dedicating nearly full-time hours to completing projects, assisting with tax filings, and managing financial records. Carter is also an independent insurance agent selling fixed insurance, spending minimal time on this activity, and serves as treasurer for Norfolk Secure Inc., dedicating a few hours per week.

Employment History
Current Registrations
Mcmill CPA and Advisors
April 2023 - Present · 2 yrs 10 mos
State Registrations1 state
NE
Advisor
Exams
No exam information available for this advisor.
Carter Matthew Faltys - Financial Advisor | TrueAdvisor