William Haggin is a CFP-designated registered investment advisor at Sunbelt Securities, based in Houston, TX, with 3 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,355 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
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Fee Structure
Sunbelt Securities offers investment management through its Rep Directed Wrap Fee Program. The annual fee is a percentage of your portfolio, and the exact rate is negotiable. The maximum fee is 2.50% per year, charged monthly. This fee covers account management, brokerage, and clearance. Clients also pay separate annual maintenance fees, custodial fees, and termination fees charged by the custodian (National Financial Services, Fidelity, or Charles Schwab).
Location
2700 Post Oak Blvd, Ste 1700, Houston, TX, 77056
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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William is a Registered Representative with Sunbelt Securities, Inc. under the DBA Lexinvest Wealth Advisors, dedicating about a quarter of his time. He is also a committee member for the Lexington Children's Museum capital campaign, spending a few hours per week.
Employment History
Current Registrations
Sunbelt Securities
Sunbelt Securities, INC.Broker
State Registrations13 states
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