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Nicholas Fullerton

3 Years of Experience
Vienna, VA
BrokerSells Insurance

Nicholas Fullerton is a registered investment advisor, based in Vienna, VA, with 3 years of industry experience.

Location

8605 Westwood Center Drive, Suite 505, Vienna, VA, 22182

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nicholas works as a financial consultant for Florida Financial Advisors DBA Tristate Financial Advisors and as a registered representative for Trinity Wealth Securities LLC, both full-time positions. He also engages in fixed insurance sales through Florida Financial Insurance, dedicating a few hours per week.

Employment History
Current Registrations
Trinity Wealth Securities, L.L.C.Broker
June 2023 - Present · 3 yrs 1 mo
Florida Financial Advisors, LLC
January 2023 - Present · 3 yrs 6 mos
State Registrations3 states
FLTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.