Regina Esposito
Regina Esposito is a registered investment advisor at Cetera Investment Advisers LLC, based in Millsboro, DE, with 2 years of industry experience. Regina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
28485 Dupont Blvd Bldg 2, Millsboro, DE, 19966
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Regina operates under two DBAs: CFS Retirement Solutions and CFS Inc. (DBA Comprehensive Financial Solutions), both investment-related financial services businesses, taking about a quarter of her time for each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
State Registrations3 states
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