Erik Jones is a CFA-designated registered investment advisor, based in Lake Oswego, OR, with 2 years of industry experience.
Location
5285 Meadows Rd., #255, Lake Oswego, OR, 97035
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Erik works as an advisory representative of a Registered Investment Advisor (RIA). This activity takes nearly all of Erik's time, with 120-160 hours per month spent trading.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
July 2024 - Present · 1 yr 10 mos
Cambridge Investment Research, INC.Broker
July 2024 - Present · 1 yr 10 mos
Previous Registrations
Delphos Mmj L.P.Broker
March 2023 - April 2024 · 1 yr 1 mo
State Registrations2 states
ORWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.