Timothy Smith
Timothy Smith is a registered investment advisor at Broad Reach Capital LLC, based in Raleigh, NC, with 3 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 22 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $4.0M | 0.80% |
| $4M+ | 0.60% |
The above fee schedule does not apply to legacy clients whose fees are based upon their current investment management agreements. At our discretion, we may combine the account values of family members living in the same household to determine the applicable advisory fee.
Fee Estimator
Location
1101 Haynes St, Suite 213, Raleigh, NC, 27604
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Timothy is a director at SP RE, Inc., a reinsurance captive insurance company, dedicating minimal time. He also owns TY Smith L&H Agency, LLC and Tim Smith & Associates Insurance, Inc., both life and health insurance agencies, spending nearly full-time on each. Finally, Timothy owns TY Smith Properties, LLC (real estate) and T&B Farming Group II, LLC (farming/agriculture), dedicating minimal time and about a quarter of his time, respectively.
Employment History
Current Registrations
Broad Reach Capital LLC
State Registrations1 state
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