Maria Santos is a registered investment advisor at LPL Financial LLC, based in Fremont, CA, with 3 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
39150 Fremont Blvd, 4th Fl, Fremont, CA, 94538
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Maria operates her LPL business under the DBA FB Financial Services, a division of Fremont Bank. She also performs wealth management private banking duties for Fremont Bank and works as a notary, all starting in 2018.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
State Registrations1 state
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