Brendan Riley
Brendan Riley is a registered investment advisor at Catalyst Wealth Management LLC, based in Houston, TX, with 3 years of industry experience. Brendan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 9,549 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.04% |
Fees are up to 2.04% annually and are generally negotiable. Clients also pay third-party platform fees ranging from 0.00% to 0.50% plus $0-$75 per year.
Fee Estimator
Location
Houston, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brendan is a registered representative and a licensed insurance agent. He may offer insurance products to clients, which creates a conflict of interest due to potential commissions, but Catalyst Wealth Management LLC requires acting in the client's best interest.
Employment History
Current Registrations
Catalyst Wealth Management LLC
Innovation Partners LLCBroker
Previous Registrations
Gwn Securities INC.
Gwn Securities INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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