Seth Gutierrez
Seth Gutierrez is a registered investment advisor at Sg Financial Group, LLC, based in Henderson, NV, with 2 years of industry experience. Seth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 4 clients with $1.5M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.40% |
Accounts with less than $100,000 in assets under management will be assessed a management fee of $250.00 per year, in addition to the asset based portfolio management fee. Fees are negotiable.
Fee Estimator
Location
Henderson, NV
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Seth practices law as an estate planning attorney and is also a licensed insurance producer. He spends about 10-20% of his time drafting estate planning documents.
Employment History
Current Registrations
Sg Financial Group, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.