Joey Allen is a registered investment advisor at Reaching Upward Financial Solutions LLC, based in Dayton, OH, with 3 years of industry experience. Joey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning, Tax Planning. Their firm serves 3 clients with $300K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.95% |
Fees are generally negotiable.
Fee Estimator
Location
Dayton, OH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joey holds an Illinois Managing Real Estate Broker license, but is not actively practicing, spending minimal time on it. Joey is also the President of Sunburst Resources Inc and North Fork Oil & Gas Corporation, dedicating a few hours per week to these roles.
Employment History
Current Registrations
Reaching Upward Financial Solutions LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.