MM
MM

Maxwell Morais

2 Years of Experience
San Francisco, CA
Broker

Maxwell Morais is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 2 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

555 California Street, Pwm, San Francisco, CA, 94104

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Maxwell is a partner, officer, or employee at VBM Brands LLC dba La Pituca, a restaurant/bar/nightclub, since October 2023. He spends about 10-20% of his time on administrative, business development, customer service, labor, and sales/marketing activities after business hours.

Employment History
Current Registrations
Morgan Stanley
August 2024 - Present · 1 yr 11 mos
Morgan StanleyBroker
April 2023 - Present · 3 yrs 3 mos
Previous Registrations
First Republic Securities Company, LLCBroker
March 2023 - May 2023 · 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.