James Gower is a registered investment advisor, based in Germantown, TN, with 3 years of industry experience.
Location
2176 West St, Ste 100, Germantown, TN, 38138
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a fixed insurance agent with Shoemaker Financial since January 2023. He spends a few hours per week on this activity.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
March 2023 - August 2023 · 5 mos
Securian Financial Services, INC.Broker
January 2023 - August 2023 · 7 mos
State Registrations9 states
ALARCOFLMNMOMSSCTN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.