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Brian Fox

1 Year of Experience
Murphys, CA
Broker

Brian Fox is a registered investment advisor at Cetera Investment Advisers LLC, based in Murphys, CA, with 1 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

466 A Main St, Murphys, CA, 95247

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian works as a Client Service Associate for Sabrina Julian Investment Services since January 2023, performing administrative tasks. This takes up a full-time commitment.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2024 - Present · 1 yr 9 mos
Cetera Wealth Services, LLCBroker
April 2024 - Present · 2 yrs 1 mo
State Registrations11 states
CACTGAHIIDMINCORTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Fox - Financial Advisor | TrueAdvisor