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Kenneth Nelson

2 Years of Experience
Birmingham, AL
Broker

Kenneth Nelson is a registered investment advisor at Cetera Investment Advisers LLC, based in Birmingham, AL, with 2 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

601 Lakeshore Pkwy, Birmingham, AL, 35209

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kenneth is a band member and the Vice President/Junior Boardmember of Birmingham Landmarks. He attends board meetings for this organization.

Employment History
Current Registrations
Cetera Investment Services LLCBroker
September 2024 - Present · 2 yrs
Cetera Investment Advisers LLC
September 2024 - Present · 2 yrs
Previous Registrations
Raymond James & Associates, INC.
April 2023 - August 2024 · 1 yr 4 mos
Raymond James & Associates, INC.Broker
March 2023 - August 2024 · 1 yr 5 mos
State Registrations5 states
ALGAMSTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kenneth Nelson - Financial Advisor | TrueAdvisor