BP
BP

Brian Prophete

2 Years of Experience
Austin, TX
BrokerSells Insurance

Brian Prophete is a registered investment advisor, based in Austin, TX, with 2 years of industry experience.

Location

3301 Northland Drive, Suite 405, Austin, TX, 75234

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian works as a financial consultant for Florida Financial Advisors DBA Texas Financial Advisors and as a registered representative for Trinity Wealth Securities, LLC, dedicating full-time hours to each. Brian also engages in fixed insurance sales through Florida Financial Insurance, spending a few hours per week on this activity.

Employment History
Current Registrations
Trinity Wealth Securities, L.L.C.Broker
February 2024 - Present · 2 yrs 3 mos
Florida Financial Advisors, LLC
October 2023 - Present · 2 yrs 7 mos
State Registrations4 states
FLLANMTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.