Blake Bauer is a registered investment advisor, based in Newport Beach, CA, with 3 years of industry experience.
Location
5000 Birch Street, Suite 100, Newport Beach, CA, 92660
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
July 2025 - Present · 10 mos
Summit Financial, LLC
July 2025 - Present · 10 mos
Previous Registrations
Clarity Capital Partners
September 2023 - September 2025 · 2 yrs
First Republic Investment Management, INC.
June 2023 - September 2023 · 3 mos
First Republic Securities Company, LLCBroker
February 2023 - September 2023 · 7 mos
State Registrations2 states
CAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.