Luke Guerrero is a registered investment advisor at Klein Pavlis & Peasley Financial, INC., based in Irvine, CA, with 3 years of industry experience. Luke operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management. Their firm serves 338 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Klein Pavlis & Peasley Financial offers investment management with fees based on the amount you invest. There are different fee schedules depending on the investment strategy you choose:
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Dynamic Growth/Disciplined Equity:
- Up to $249,999: 2.4% per year
- $250,000 - $499,999: 2.2% per year
- $500,000 - $749,999: 2.0% per year
- $750,000 - $999,999: 1.8% per year
- $1,000,000 and over: 1.6% per year
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Balanced Income:
- Up to $499,999: 1.6% per year
- $500,000 - $749,999: 1.4% per year
- $750,000 - $999,999: 1.2% per year
- $1,000,000 and over: 1.0% per year
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Stable Income:
- All assets: 0.75% per year
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Equity Income Plus:
- Up to $499,999: 2.2% per year
- $500,000 - $749,999: 2.0% per year
- $750,000 - $999,999: 1.8% per year
- $1,000,000 and over: 1.6% per year
The minimum to invest is $250,000 to $500,000 depending on the program selected, but this may be negotiable.
Location
4 Park Plaza, Ste. 1010, Irvine, CA, 92614
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Luke is the Vice President and Director of the Charles C. Volberg Company, a family-owned real estate holding company.
Employment History
Current Registrations
Klein Pavlis & Peasley Financial, INC.
State Registrations2 states
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