Roxanne Desouza is a registered investment advisor at Seawise Financial, INC., based in Cardiff By the Sea, CA, with 3 years of industry experience. Roxanne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 67 clients with $75M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.00% |
| $1.0M - $3.0M | 0.75% |
| $3.0M - $7.0M | 0.50% |
| $7M+ | 0.35% |
Fee may be negotiable in certain cases.
Fee Estimator
Location
120 Birmingham Drive, Suite 240F, Cardiff By the Sea, CA, 92007
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Roxanne works as an occupational therapist at Tricity Medical Center, dedicating about 10% of her time. She also works as a Client Service Associate at Satori Wealth Management, spending full-time hours there.
Employment History
Current Registrations
Seawise Financial, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.