Joseph Raymond
Joseph Raymond is a registered investment advisor at Caldwell Sutter Capital, INC., based in Sausalito, CA, with 3 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 546 clients with $610M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Annual portfolio management fees vary by strategy and asset class, ranging up to 1.5% (0.5% for fixed income and private funds, 1.0% for exchange-traded and closed-end funds, and up to 1.5% for individually researched equities in the CS Value strategy; 0.15% to 1.5% for the CS Strategic Diversified strategy). Fees are negotiable.
Fee Estimator
Location
30 Liberty Ship Way #3225, Sausalito, CA, 94965
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joseph is the editor of a Santa Monica Partners book and receives a share of the profits from book sales since March 2025. He devotes minimal time to this activity, which is not investment-related.
Employment History
Current Registrations
Caldwell Sutter Capital, INC.
Caldwell Sutter Capital, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Suzanne Taylor, CFPComposition Wealth, LLC
- Zachary Blumenthal, CFPStrategic Advisers LLC
- Robert Oliver, CFA, CFPVerity Wealth Advisors, LLC
- Erin Niehaus, CFPSavvy
- Summer Jones, CFPCharles Schwab & CO., INC.
- Laura Chernov, CFPBalanced Financial Advisors