Joshua Ainsley
Joshua Ainsley is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Mount Dora, FL, with 3 years of industry experience. Joshua is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,838,984 clients with $1800B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Managed Account Advisors and Merrill Lynch charge an asset-based fee called the Account Fee, which consists of two parts:
- Investment Management and Trust Fee — Paid to Bank of America for its services, with rates set in your client agreement and subject to negotiation based on your portfolio value and account size.
- Style Manager Expense — Paid to the specific manager of your chosen strategy, generally ranging from 0.00% to 0.50% per year, and does not change based on portfolio size.
Total fees vary depending on the specific strategies and account size, and are deducted directly from your account on a regular basis.
Location
3200 County Road 44B, Mount Dora, FL, 32757
Get directionsHistory
Regulatory History (5)
Financial
March 2023Financial
January 2023Financial
January 2023Financial
December 2022Financial
July 2022Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Eric Reinhold, CFPEversource Wealth Advisors, LLC
- Gregory Collier, CFPRaymond James Financial Services Advisors, INC
- William Schmidt, CFPIndependent Advisor Alliance, LLC
- Kimberly Varnadore, ChFCState Farm Investment Management CORP.
- John Stewart, ChFCEdward Jones
- Nicole Wortsman, CFPEdward Jones