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Brandon Miller

2 Years of Experience
Newark, DE
BrokerSells Insurance

Brandon Miller is a registered investment advisor, based in Newark, DE, with 2 years of industry experience.

Location

900 Prides Crossing, Newark, DE, 19713

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brandon is an independent contractor selling fixed insurance through Diamond State Financial Group, dedicating full-time hours to this activity. He also works at Dutch-Way Farm Market, but this takes minimal time and is not investment-related.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.
June 2023 - August 2023 · 2 mos
Securian Financial Services, INC.Broker
April 2023 - August 2023 · 4 mos
State Registrations6 states
CADEGAMDNJPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.