TK
TK

Tokufumi Kato

2 Years of Experience
Montclair, NJ
Broker

Tokufumi Kato is a registered investment advisor at Neuberger Berman Bd LLC, based in Montclair, NJ, with 2 years of industry experience. Tokufumi operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location

Montclair, NJ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Tokufumi provides portfolio management services to Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles managed by Neuberger Berman Investment Advisers LLC. This is concurrent with Tokufumi's duties as a Registered Representative.

Employment History
Current Registrations
Neuberger Berman Bd LLC
February 2025 - Present · 1 yr 7 mos
Neuberger Berman Bd LLCBroker
February 2024 - Present · 2 yrs 7 mos
Neuberger Berman Bd LLC
February 2024 - Present · 2 yrs 7 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Tokufumi Kato - Financial Advisor | TrueAdvisor