RK
RK

Rachel Kim

2 Years of Experience
Austin, TX
Broker

Rachel Kim is a registered investment advisor, based in Austin, TX, with 2 years of industry experience.

Location

5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Rachel works full-time as an associate financial planner and IAR/Financial Planner through WDW Financial and Kestra Advisory Services, respectively. She also dedicates minimal time to tax planning services through WDW Tax Services.

Employment History
Current Registrations
Kestra Advisory Services, LLC
May 2024 - Present · 2 yrs 2 mos
Kestra Investment Services, LLCBroker
May 2024 - Present · 2 yrs 2 mos
Previous Registrations
Vanguard Advisers, INC.
August 2023 - April 2024 · 8 mos
Vanguard Marketing CorporationBroker
July 2023 - April 2024 · 9 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Rachel Kim - Financial Advisor | TrueAdvisor