Michael Ambrose
Michael Ambrose is a registered investment advisor at Cetera Investment Advisers LLC, based in Plano, TX, with 2 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5851 Legacy Circle, Suite 600, Plano, TX, 75024
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael works full-time as a Client Services Associate at Legacy Capital Advisors, a wealth management firm, and will be investment and retirement planning for clients once licensed. He also sells indexed annuities and various insurance products through Avantax Insurance, and coaches soccer about a quarter of his time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations13 states
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