Richard Fernandez
Richard Fernandez is a registered investment advisor at Ameriprise Financial Services, LLC, based in Allentown, PA, with 3 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
1045 S Cedar Crest Blvd, Allentown, PA, 18103-5443
Get directionsHistory
Regulatory History (3)
Criminal
November 1989Criminal
June 1986Criminal
July 1982Other Business Activities
Richard is involved with Josephs Pasta Co. since 2002. This takes about 10-20% of Richard's time and is not investment-related.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.