David Cox
David Cox is a CFA-designated registered investment advisor at Raymond James (USA) LTD, based in Waterloo, Ontario, with 2 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 4,864 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.25% |
| $500K - $1.0M | 1.75% |
| $1.0M - $3.0M | 1.50% |
| $3.0M - $5.0M | 1.25% |
| $5M+ | 1.00% |
Fees are negotiable with the financial advisor.
Fee Estimator
Location
Unit 1 - 595 Parkside Drive, Waterloo, Ontario, N2L 0C7
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2022Other Business ActivitiesSells Insurance
David is a portfolio manager at Raymond James LTD since 2022, dedicating full-time hours to this role. He is also a licensed agent with Raymond James Financial Planning LTD, focusing on insurance solutions and financial planning, including life insurance sales, dedicating about 10-20% of his time.
Employment History
Current Registrations
Raymond James (USA) LTD
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.