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Martha Theus

2 Years of Experience
Houston, TX
Broker

Martha Theus is a registered investment advisor, based in Houston, TX, with 2 years of industry experience.

Location

4201 Main St, Suite 203, Houston, TX, 77002

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Martha is a CPA and sole proprietor providing non-investment related accounting and consulting services since 1988. She also serves as Chief Financial Officer for Tall Joy, Inc, providing accounting and business consulting services, dedicating minimal time to this role.

Employment History
Current Registrations
Redswan Markets, LLC
April 2024 - Present · 2 yrs 1 mo
Redswan Markets, LLCBroker
April 2024 - Present · 2 yrs 1 mo
Red Swan Private Client
May 2023 - Present · 3 yrs
State Registrations3 states
CANYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.