Nancy Haufler is a registered investment advisor, based in Topeka, KS, with 1 years of industry experience.
Location
4646 NW Fielding Rd, Topeka, KS, 66618
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2026 - Present · 5 mos
Raymond James Financial Services, INC.Broker
February 2026 - Present · 5 mos
Previous Registrations
Edward Jones
October 2024 - February 2026 · 1 yr 4 mos
Edward JonesBroker
August 2024 - February 2026 · 1 yr 6 mos
State Registrations20 states
AZCACOFLGAIAINKSMNMONCNENJNMNYOHOKTXWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.