Joseph Shortt is a registered investment advisor, based in Baltimore, MD, with 2 years of industry experience.
Location
Baltimore, MD
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Joseph works as a lifeguard instructor for DRD Pool Management, instructing lifeguards on the weekends. This takes about 10-20% of his time.
Employment History
Current Registrations
Empower Financial Services, INC.
October 2025 - Present · 7 mos
Empower Advisory Group, LLC
October 2025 - Present · 7 mos
Empower Financial Services, INC.Broker
October 2025 - Present · 7 mos
Previous Registrations
Equitable Advisors, LLC
August 2024 - August 2025 · 1 yr
Equitable Advisors, LLCBroker
May 2023 - August 2025 · 2 yrs 3 mos
State Registrations2 states
MDNJ
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.