Rachel Faulk is a registered investment advisor, based in Suwanee, GA, with 3 years of industry experience. Rachel is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Suwanee, GA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Rachel is a Compliance Director at AMGlobe Consulting, LLC, a regulatory compliance consulting firm for affiliated financial services. This consulting role is a full-time commitment, though not necessarily during market hours.
Employment History
Current Registrations
First Asset Financial INC.Broker
First Asset Financial INC.
Global Investment Advisory
American Global Wealth Management, INC.
American Global Wealth Management, INC.Broker
Previous Registrations
Pacific Investment Securities CORP.Broker
Cape Securities INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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