Colton Smith is a registered investment advisor, based in Florence, AL, with 2 years of industry experience.
Location
2975 Hough Road, Florence, AL, 35630
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Colton works full-time providing administrative support for CB&S Financial Services, a division of CB&S Bank, since January 2023. The majority of these hours occur during trading hours.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
February 2025 - Present · 1 yr 7 mos
Cetera Investment Advisers LLC
February 2025 - Present · 1 yr 7 mos
Previous Registrations
Concourse Financial Group Advisors
August 2023 - February 2025 · 1 yr 6 mos
Concourse Financial Group Securities, INC.Broker
May 2023 - February 2025 · 1 yr 9 mos
State Registrations1 state
AL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.