Dave Dookie is a registered investment advisor at Wca Advisors, LLC, based in Port of Spain, with 2 years of industry experience. Dave operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5 clients with $250K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Fees are generally negotiable. Sub-advisor fees may range up to 1.00% and are separate from WCA's fees.
Fee Estimator
Location
Port of Spain
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Dave is a Registered Representative and Managing Director of Waterloo Capital Advisors Limited, a broker-dealer based in Trinidad and Tobago. The firm is registered with the Trinidad and Tobago Securities and Exchange Commission (TTSEC).
Employment History
Current Registrations
Wca Advisors, LLC
State Registrations1 state
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