Nathan Ketcham is a registered investment advisor at LPL Financial LLC, based in Bronx, NY, with 2 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Bronx, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Nathan has W-2 employment with KOI NY LLC, and operates under the DBAs Executive Wealth Strategies and Colorado Financial Partners, LLC for his LPL business. He also works at an investment center located at Credit Union of Colorado, dedicating nearly full-time hours to this role.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
State Registrations10 states
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