Joseph Kaufman is a registered investment advisor, based in Los Angeles, CA, with 2 years of industry experience.
Location
Citi Private Bank, 300 South Grand Avenue, Suite 3130, Los Angeles, CA, 90071
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Citi Private Alternatives, LLC
September 2023 - Present · 2 yrs 10 mos
Citi Private Alternatives, LLCBroker
September 2023 - Present · 2 yrs 10 mos
Citigroup Global Markets INC.
September 2023 - Present · 2 yrs 10 mos
Citigroup Global Markets INC.
August 2023 - Present · 2 yrs 11 mos
Citigroup Global Markets INC.Broker
August 2023 - Present · 2 yrs 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.