Anthony Peck
Anthony Peck is a registered investment advisor at Integrity Alliance, LLC, based in Johnston, IA, with 2 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
9245 Northpark Dr, Johnston, IA, 50131
Get directionsHistory
Regulatory History (1)
Regulatory
December 2023Other Business ActivitiesSells Insurance
Anthony is the Owner/CEO of ACP Financial LLC, an S-Corp for fixed insurance business, and a Sales Director for Heartland Retirement Group/American Senior Benefits/Integrity Marketing, selling health, life, and fixed annuity insurance products. These activities take nearly all of Anthony's time.
Employment History
Current Registrations
Integrity Alliance, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.