Shawn Obrien is a registered investment advisor, based in Dallas, TX, with 2 years of industry experience.
Location
Dallas, TX
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Citi Private Alternatives, LLCBroker
January 2024 - Present · 2 yrs 4 mos
Citi Private Alternatives, LLC
January 2024 - Present · 2 yrs 4 mos
Citigroup Global Markets INC.Broker
September 2023 - Present · 2 yrs 8 mos
Citigroup Global Markets INC.
September 2023 - Present · 2 yrs 8 mos
Citigroup Global Markets INC.
September 2023 - Present · 2 yrs 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.